SEC Form 4 · accession 0001562180-18-000375

HP INC · HPQ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President, PSS

Period of report

Jan 17, 2018

Accepted (ET)

Jan 19, 2018 · 8:14 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000047217

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jan 17, 2018	M	13,262	$6.40	A	88,901	D
Common Stock	Jan 17, 2018	M	222	$12.47	A	89,123	D
Common Stock	Jan 17, 2018	M	20,000	$12.49	A	109,123	D
Common Stock	Jan 17, 2018	M	20,000	$17.29	A	129,123	D
Common Stock^F1	Jan 17, 2018	S	53,484	$22.49	D	75,639	D
Common Stock	Jan 18, 2018	M	35,382	$6.40	A	111,021	D
Common Stock	Jan 18, 2018	M	156,754	$12.47	A	267,775	D
Common Stock	Jan 18, 2018	M	7,024	$12.49	A	274,799	D
Common Stock	Jan 18, 2018	M	12,429	$17.29	A	287,228	D
Common Stock^F1	Jan 18, 2018	S	249,409	$23.49	D	37,819	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F2,F3,F4,F5	$6.40	Jan 17, 2018	M	13,262	D	Sep 17, 2015	Dec 5, 2020	Common Stock	13,262	84,027	D
Employee Stock Option (right to buy)^F2,F6,F4,F5	$12.47	Jan 17, 2018	M	222	D	Oct 30, 2017	Oct 29, 2023	Common Stock	222	470,706	D
Employee Stock Option (right to buy)^F2,F7,F4,F5	$12.49	Jan 17, 2018	M	20,000	D	Dec 11, 2016	Dec 10, 2021	Common Stock	20,000	34,049	D
Employee Stock Option (right to buy)^F2,F8,F4,F5	$17.29	Jan 17, 2018	M	20,000	D	Dec 10, 2017	Dec 9, 2022	Common Stock	20,000	44,859	D
Employee Stock Option (right to buy)^F2,F4,F5	$6.40	Jan 18, 2018	M	35,382	D	Sep 17, 2015	Dec 5, 2020	Common Stock	35,382	48,645	D
Employee Stock Option (right to buy)^F6,F4,F5	$12.47	Jan 18, 2018	M	156,754	D	Oct 30, 2017	Oct 29, 2023	Common Stock	156,754	313,952	D
Employee Stock Option (right to buy)^F2,F7,F4,F5	$12.49	Jan 18, 2018	M	7,024	D	Dec 11, 2016	Dec 10, 2021	Common Stock	7,024	27,025	D
Employee Stock Option (right to buy)^F2,F4,F5	$17.29	Jan 18, 2018	M	12,429	D	Dec 10, 2017	Dec 9, 2022	Common Stock	12,429	32,430	D

F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on12/27/2017.
F2The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.
F3On December 6, 2012, the reporting person was granted options to purchase a total of 281,867 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date.
F4This option became exercisable beginning on this date.
F5This option is no longer exercisable following this date.
F6On October 30, 2015, the reporting person was granted performance contingent options to purchase a total of 470,928 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.
F7On December 11, 2013, the reporting person was granted options to purchase a total of 81,075 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date.
F8On December 10, 2014, the reporting person was granted options to purchase a total of 64,859 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date.