SEC Form 4 · accession 0001562180-17-003856

HP INC · HPQ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Tracy S Keogh

Officer — Chief HR Officer

Period of report

Dec 9, 2017

Accepted (ET)

Dec 12, 2017 · 5:50 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000047217

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Dec 9, 2017	M	34,141	$0.00	A	216,855	D
Common Stock	Dec 9, 2017	F	17,816	$21.07	D	199,039	D
Common Stock^F1	Dec 10, 2017	M	18,930	$0.00	A	217,969	D
Common Stock	Dec 10, 2017	F	9,878	$21.07	D	208,091	D
Common Stock^F1	Dec 10, 2017	M	31,550	$0.00	A	239,641	D
Common Stock	Dec 10, 2017	F	16,464	$21.07	D	223,177	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F1	—	Dec 9, 2017	M	34,141	D	—	—	Common Stock	34,141	31,930	D
Restricted Stock Units^F3,F1	—	Dec 10, 2017	M	18,930	D	—	—	Common Stock	18,930	0	D
Restricted Stock Units^F4,F1	—	Dec 10, 2017	M	31,550	D	—	—	Common Stock	31,550	28,936	D

Explanation of responses

F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
F2On 12/9/2015, the reporting person was granted 95,789 RSUs, 31,929 of which vested on 12/9/2016, 31,930 of which vested on 12/9/2017 and 31,930 of which are scheduled to vest 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,211 vested dividend equivalent rights.
F3On 12/10/2014, the reporting person was granted 52,080 RSUs, 17,359 of which vested on 9/17/2015, 17,360 of which vested on 12/10/2016, and 17,361 of which vested on 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,569 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.
F4On 12/10/2014. the reporting person was granted 115,735 RSUs, 28,932 of which vested on 9/17/2015, 28,934 of which vested on 12/10/2016, 28,933 of which vested on 12/10/2017 and 28,936 of which will vest on 12/10/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,617 vested dividend equivalent rights The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.