SEC Form 4 · accession 0001562180-17-003493
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine A Lesjak
Officer — CFO
Period of report
Nov 2, 2017
Accepted (ET)
Nov 6, 2017 · 7:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 2, 2017 | M | 64,427 | $0.00 | A | 64,427 | D | |
| Common Stock | Nov 2, 2017 | F | 33,619 | $21.44 | D | 30,808 | D | |
| Common StockF2 | holding | — | — | — | 306 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4,F1 | — | Nov 2, 2017 | M | 64,427 | D | — | — | Common Stock | 64,427 | 60,256 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU') represents a contingent right to receive one share of HP common stock.
- F2There is no reportable change since the last filing. This is a reiteration of holdings only.
- F3On 11/2/2015 the reporting person was granted 180,766 restricted stock units ("RSUs"), 60,255 of which vested on 11/2/2016, 60,255 of which vested on 11/2/2017 and 60,256 of which will vest on 11/2/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 4,172 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.
- F4The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.