SEC Form 4 · accession 0001562180-17-003063
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy S Keogh
Officer — Chief HR Officer
Period of report
Sep 27, 2017
Accepted (ET)
Sep 29, 2017 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 27, 2017 | M | 69,026 | $6.40 | A | 165,952 | D | |
| Common Stock | Sep 27, 2017 | M | 196,574 | $12.49 | A | 362,526 | D | |
| Common StockF1 | Sep 27, 2017 | S | 265,600 | $19.9016 | D | 96,926 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F3 | $6.40 | Sep 27, 2017 | M | 69,026 | D | Sep 17, 2015 | Dec 5, 2020 | Common Stock | 69,026 | 0 | D |
| Employee Stock Option (right to buy)F2,F3 | $12.49 | Sep 27, 2017 | M | 196,574 | D | Dec 11, 2016 | Dec 10, 2021 | Common Stock | 196,574 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.90-$19.95, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This option became exercisable beginning on this date.
- F3This option is no longer exercisable following this date.