SEC Form 4 · accession 0001562180-17-003028
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dion J Weisler
Officer — President and CEO · Director
Period of report
Sep 25, 2017
Accepted (ET)
Sep 27, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 25, 2017 | M | 95,521 | $12.14 | A | 435,018 | D | |
| Common StockF1 | Sep 25, 2017 | S | 95,521 | $19.97 | D | 339,497 | D | |
| Common Stock | Sep 26, 2017 | M | 308,358 | $12.14 | A | 647,855 | D | |
| Common Stock | Sep 26, 2017 | M | 327,623 | $12.49 | A | 975,478 | D | |
| Common StockF1 | Sep 26, 2017 | S | 635,981 | $19.97 | D | 339,497 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F3 | $12.14 | Sep 25, 2017 | M | 95,521 | D | Aug 1, 2016 | Jul 31, 2021 | Common Stock | 95,521 | 308,358 | D |
| Employee Stock Option (right to buy)F2,F3 | $12.14 | Sep 26, 2017 | M | 308,358 | D | Aug 1, 2016 | Jul 31, 2021 | Common Stock | 308,358 | 0 | D |
| Employee Stock Option (right to buy)F2,F3 | $12.49 | Sep 26, 2017 | M | 327,623 | D | Dec 11, 2016 | Dec 10, 2021 | Common Stock | 327,623 | 0 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/23/2017.
- F2This option became exercisable beginning on this date.
- F3This option is no longer exercisable following this date.