SEC Form 4 · accession 0001562180-17-002637
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dion J Weisler
Officer — President and CEO · Director
Period of report
Aug 9, 2017
Accepted (ET)
Aug 9, 2017 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2017 | M | 27,024 | $12.56 | A | 366,521 | D | |
| Common Stock | Aug 7, 2017 | M | 403,879 | $12.14 | A | 770,400 | D | |
| Common StockF1,F2 | Aug 7, 2017 | F | 430,903 | $19.3181 | D | 339,497 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F4 | $12.56 | Aug 7, 2017 | M | 27,024 | D | Jan 19, 2015 | Jan 18, 2020 | Common Stock | 27,024 | 0 | D |
| Employee Stock Option (right to buy)F3,F4 | $12.14 | Aug 7, 2017 | M | 403,879 | D | Aug 1, 2016 | Jul 31, 2021 | Common Stock | 403,879 | 403,879 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/23/2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.25-$19.40, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This option became exercisable beginning on this date.
- F4This option is no longer exercisable following this date.