SEC Form 4 · accession 0001562180-17-002470
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret C Whitman
Director
Period of report
Jul 11, 2017
Accepted (ET)
Jul 13, 2017 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 11, 2017 | M | 147,976 | $6.40 | A | 618,865 | D | |
| Common StockF1,F2 | Jul 11, 2017 | S | 147,976 | $17.9182 | D | 470,889 | D | |
| Common Stock | Jul 12, 2017 | M | 147,976 | $6.40 | A | 618,865 | D | |
| Common StockF1,F3 | Jul 12, 2017 | S | 147,976 | $18.1202 | D | 470,889 | D | |
| Common StockF4 | holding | — | — | — | 66 | I | By Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5,F6 | $6.40 | Jul 11, 2017 | M | 147,976 | D | Sep 17, 2015 | Dec 5, 2020 | Common Stock | 147,976 | 1,028,760 | D |
| Employee Stock Option (right to buy)F5,F6 | $6.40 | Jul 12, 2017 | M | 147,976 | D | Sep 17, 2015 | Dec 5, 2020 | Common Stock | 147,976 | 880,784 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.78-$18.00, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.08-$18.225, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4There is no reportable change since the last filing. This is a reiteration of holdings only.
- F5This option became exercisable beginning on this date.
- F6This option is no longer exercisable following this date.