SEC Form 4 · accession 0001562180-17-002313
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret C Whitman
Director
Period of report
Jun 26, 2017
Accepted (ET)
Jun 26, 2017 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 26, 2017 | M | 147,968 | $6.40 | A | 618,857 | D | |
| Common StockF1 | Jun 26, 2017 | S | 147,968 | $18.00 | D | 470,889 | D | |
| Common StockF2 | holding | — | — | — | 66 | I | By Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F4 | $6.40 | Jun 26, 2017 | M | 147,968 | D | — | Dec 5, 2020 | Common Stock | 147,968 | 1,176,736 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.
- F2There is no reportable change since the last filing. This is a reiteration of holdings only.
- F3This option became fully vested and exercisable on 9/17/2015.
- F4This option is no longer exercisable following this date.