SEC Form 4 · accession 0001562180-17-001657
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine A Lesjak
Officer — CFO
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2017 | M | 67,997 | $12.49 | A | 67,997 | D | |
| Common StockF1 | May 1, 2017 | S | 67,997 | $19.00 | D | 0 | D | |
| Common StockF2 | holding | — | — | — | 306 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F4 | $12.49 | May 1, 2017 | M | 67,997 | A | Dec 11, 2016 | Dec 10, 2021 | Common Stock | 67,997 | 52,387 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/29/2016.
- F2There is no reportable change since the last filing. This is a reiteration of holdings only.
- F3This option became fully vested and exercisable on 12/11/2016.
- F4This option is no longer exercisable following this date.