SEC Form 4 · accession 0001562180-17-000615
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marie Myers
Officer — Global Controller, HFS & PAO
Period of report
Dec 11, 2016
Accepted (ET)
Feb 10, 2017 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2016 | M | 4,228 | $15.78 | A | 38,098 | D | |
| Common Stock | Dec 11, 2016 | F | 1,157 | $15.78 | D | 36,941 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Dec 11, 2016 | M | 4,228 | D | — | — | Common Stock | 4,228 | 0 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
- F2On 12/11/2013 the reporting person was granted 11,757 RSUs, 3,919 of which vested on each of 12/11/2014, 9/17/2015 and 12/11/2016. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 309 vested dividend equivalent rights.