SEC Form 4 · accession 0001562180-17-000614
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Enrique Lores
Officer — President, PSS
Period of report
Nov 25, 2016
Accepted (ET)
Feb 10, 2017 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2016 | M | 9,719 | $15.78 | A | 129,302 | D | |
| Common Stock | Dec 11, 2016 | F | 5,072 | $15.78 | D | 124,230 | D | |
| Common Stock | Dec 12, 2016 | S | 980 | $15.17 | D | 123,250 | D | |
| Common Stock | Nov 25, 2016 | S | 3,165 | $14.84 | D | 0 | I | By Joint Fund Account with Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Dec 11, 2016 | M | 9,719 | D | — | — | Common Stock | 9,719 | 0 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
- F2On 12/11/2013 the reporting person was granted 27,027 RSUs, 9,009 of which vested on each of 12/11/2016, 9/17/2015 and 12/11/2014. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 710 vested dividend equivalent rights.