SEC Form 4 · accession 0001562180-16-003765

HP INC · HPQ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President, Personal Systems

Period of report

Dec 9, 2016

Accepted (ET)

Dec 13, 2016 · 8:33 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000047217

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Dec 9, 2016	M	40,033	$15.78	A	95,821	D
Common Stock	Dec 9, 2016	F	20,890	$15.78	D	74,931	D
Common Stock	Dec 10, 2016	M	7,638	$15.78	A	82,569	D
Common Stock	Dec 10, 2016	F	3,986	$15.78	D	78,583	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F1,F2	—	Dec 9, 2016	M	40,033	D	—	—	Common Stock	40,033	77,072	D
Restricted Stock Units^F1,F3	—	Dec 10, 2016	M	7,638	D	—	—	Common Stock	7,638	7,208	D

F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
F2On 12/9/2015 the reporting person was granted 115,607 RSUs, 38,535 of which vested on 12/9/2016, 38,536 of which will vest on each of 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,498 vested dividend equivalent rights.
F3On 12/10/2014 the reporting person was granted 21,618 RSUs, 7,205 of which vested on 9/17/2015, 7,205 of which vested on 12/10/2016 and 7,208 of which will vest on 12/10/2017. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 433 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.