SEC Form 4 · accession 0001562180-16-003763

HP INC · HPQ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Global Controller, HFS & PAO

Period of report

Dec 9, 2016

Accepted (ET)

Dec 13, 2016 · 8:16 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000047217

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Dec 9, 2016	M	20,016	$15.78	A	37,179	D
Common Stock	Dec 9, 2016	F	5,475	$15.78	D	31,704	D
Common Stock	Dec 10, 2016	M	2,983	$15.78	A	34,687	D
Common Stock	Dec 10, 2016	F	817	$15.78	D	33,870	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F1,F2	—	Dec 9, 2016	M	20,016	D	—	—	Common Stock	20,016	38,536	D
Restricted Stock Units^F1,F3	—	Dec 10, 2016	M	2,983	D	—	—	Common Stock	2,983	2,826	D

F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
F2On 12/9/2015 the reporting person was granted 57,803 RSUs, 19,267 of which vested on 12/9/2016, 19,268 of which will vest on each of 12/9/2017 and 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 749 vested dividend equivalent rights.
F3On 12/10/2014 the reporting person was granted 8,475 RSUs, 2,825 of which vested on each of 12/10/2015 and 12/10/2016, and 2,825 of which will vest on 12/10/2017. Dividend equivalent units accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 158 vested dividend equivalent units. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.