SEC Form 4 · accession 0001562180-16-003762
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kim M Rivera
Officer — Chief Legal Officer, GC & Sec
Period of report
Dec 9, 2016
Accepted (ET)
Dec 13, 2016 · 7:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2016 | M | 29,739 | $15.78 | A | 29,739 | D | |
| Common Stock | Dec 9, 2016 | F | 15,519 | $15.78 | D | 14,220 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Dec 9, 2016 | M | 29,739 | D | — | — | Common Stock | 29,739 | 57,253 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
- F2On 12/9/2015 the reporting person was granted 85,879 RSUs, 28,626 of which vested on 12/9/2016, 28,626 of which will vest on 12/9/2017 and 28,627 of which will vest on 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,113 vested dividend equivalent rights.