SEC Form 4 · accession 0001562180-16-003703
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ron Coughlin
Officer — President, Personal Systems
Period of report
Dec 7, 2016
Accepted (ET)
Dec 8, 2016 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2016 | M | 113,503 | $15.78 | A | 169,288 | D | |
| Common Stock | Dec 7, 2016 | S | 113,503 | $15.78 | D | 55,788 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1,F2 | $6.40 | Dec 7, 2016 | M | 86,749 | D | — | Dec 5, 2020 | Common Stock | 86,479 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1,F3 | $12.49 | Dec 7, 2016 | M | 27,024 | D | — | Dec 10, 2021 | Common Stock | 27,024 | 27,025 | D |
Explanation of responses
- F1The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.
- F2On December 6, 2012, the reporting person was granted an option to purchase a total of 259,428 shares, vesting in three equal annual installments beginning on the first anniversary of the grant date.
- F3On December 10, 2013, the reporting person was granted an option to purchase a total of 81,072 shares, vesting in three equal annual installments beginning on the first anniversary of the grant date.