SEC Form 4 · accession 0001562180-16-003474
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kim M Rivera
Officer — Chief Legal Officer, GC & Sec
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2016 | M | 82,390 | $15.57 | A | 82,390 | D | |
| Common Stock | Nov 9, 2016 | F | 35,830 | $15.57 | D | 46,560 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Nov 9, 2016 | M | 82,390 | D | — | — | Common Stock | 82,390 | 158,616 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
- F2On 11/09/2015 the reporting person was granted 237,924 RSUs, 79,308 of which vested on 11/09/2016, 79,308 of which will vest on 11/09/2017 and 79,308 of which will vest on 11/09/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 3,082 vested dividend equivalent rights.