SEC Form 4 · accession 0001562180-16-003368

HP INC · HPQ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CFO

Period of report

Oct 31, 2016

Accepted (ET)

Nov 2, 2016 · 8:48 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000047217

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Oct 31, 2016	M	59,414	$14.49	A	140,387	D
Common Stock	Oct 31, 2016	F	31,003	$14.49	D	109,384	D
Common Stock^F1	holding	—	—		—	29,549	I	by Joint Account with Spouse
Common Stock^F1	holding	—	—		—	306	I	by Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Adjusted Restricted Stock Units^F3,F2	—	Oct 31, 2016	M	59,414	D	—	—	Common Stock	59,414	0	D

F1There is no reportable change since the last filing. This is a reiteration of holdings only.
F2Each restricted stock unit represents a contingent right to receive one share of HP common stock.
F3As previously reported, on 12/11/13 the reporting person was granted 119,287 performance adjusted restricted stock units ("PARSUs"), 50% of which vested early on 09/17/15, and 50% of which vested on 10/31/2016, in each case subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,253 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.