SEC Form 4 · accession 0001562180-16-003008
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy S Keogh
Officer — Chief HR Officer
Period of report
Aug 15, 2016
Accepted (ET)
Aug 16, 2016 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2016 | M | 100,000 | $6.40 | A | 213,582 | D | |
| Common StockF1 | Aug 15, 2016 | S | 100,000 | $14.50 | D | 113,582 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F3 | $6.40 | Aug 15, 2016 | M | 100,000 | D | Dec 6, 2015 | Dec 6, 2020 | Common Stock | 100,000 | 69,026 | D |
Explanation of responses
- F1These shares were sold pursuant to the reporting person's 10b5-1 trading plan.
- F2This option became exercisable beginning on this date.
- F3This option will no longer be exercisable beginning on this date.