SEC Form 4 · accession 0001562180-16-002255
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rajiv Gupta
Director
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 111,616 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $11.45 | May 5, 2016 | A | 48,544 | A | — | May 5, 2026 | Common Stock | 48,544 | 48,544 | D |
| Restricted Stock UnitsF4,F3 | — | May 5, 2016 | A | 8,734 | A | — | — | Common Stock | 8,734 | 8,734 | D |
Explanation of responses
- F1There is no reportable change since the last filing. This is a reiteration of holdings only.
- F2On May 5, 2016, the Reporting Person was granted 8,734 RSUs, all of which will cliff vest on the one year anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock.
- F3Each restricted stock unit represents a contingent right to receive one share of HP common stock.
- F4On May 5, 2016, the Reporting Person was granted an option to purchase a total of 48,544 shares, vesting in full on the one year anniversary of the grant date.