SEC Form 4 · accession 0001209191-16-109761
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine A Lesjak
Officer — CFO
Period of report
Mar 17, 2016
Accepted (ET)
Mar 21, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2016 | M | 18,580 | $6.40 | A | 99,553 | D | |
| Common StockF1 | Mar 17, 2016 | S | 18,580 | $11.96 | D | 80,973 | D | |
| Common Stock | Mar 18, 2016 | M | 305,730 | $6.40 | A | 386,703 | D | |
| Common StockF1 | Mar 18, 2016 | S | 305,730 | $11.96 | D | 80,973 | D | |
| Common StockF2 | holding | — | — | — | 29,549 | I | By Joint Account with Spouse | |
| Common StockF2 | holding | — | — | — | 306 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F4,F5 | $6.40 | Mar 17, 2016 | M | 18,580 | D | Sep 17, 2015 | Dec 5, 2016 | Common Stock | 18,580 | 643,306 | D |
| Employee Stock Option (right to buy)F3,F4,F5 | $6.40 | Mar 18, 2016 | M | 305,730 | D | Sep 17, 2015 | Dec 5, 2016 | Common Stock | 305,730 | 337,576 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/03/15.
- F2There is no reportable change since the last filing. This is a reiteration of holdings only.
- F3On 07/29/15 the Issuer announced approved amendments to certain outstanding long-term incentive awards that were originally scheduled to vest between 09/18/15 and 12/31/15, to provide for the accelerated vesting on 09/17/15.
- F4This option became exercisable beginning on this date.
- F5This option is no longer exercisable beginning on this date.