SEC Form 4 · accession 0001209191-15-085069
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine A Lesjak
Officer — CFO
Period of report
Dec 11, 2015
Accepted (ET)
Dec 14, 2015 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2015 | M | 45,825 | $12.21 | A | 103,850 | D | |
| Common Stock | Dec 11, 2015 | F | 22,877 | $12.21 | D | 80,973 | D | |
| Common StockF1 | holding | — | — | — | 29,549 | I | By Joint Account with Spouse | |
| Common StockF1 | holding | — | — | — | 306 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4,F2 | — | Dec 11, 2015 | M | 45,825 | D | — | — | Common Stock | 45,825 | 44,057 | D |
Explanation of responses
- F1There is no reportable change since the last filing. This is a reiteration of holdings only.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
- F3On 12/11/13 the reporting person was granted 132,170 restricted stock units ("RSUs"), 44,056 of which vested on 12/11/14, 44,057 which vested on 12/11/15, and 44,057 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,768 vested dividend equivalent rights. The amounts reflected in this footnote reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.
- F4The share amounts reported reflect the conversion of the awards upon the distribution of the Hewlett Packard Enterprise shares on November 1, 2015.