SEC Form 4 · accession 0001179706-15-000147
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin Fink
Officer — EVP, CTO
Period of report
Sep 28, 2015
Accepted (ET)
Sep 30, 2015 · 7:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 28, 2015 | M | 21,909 | $21.30 | A | 23,069 | D | |
| Common StockF1 | Sep 28, 2015 | S | 21,909 | $24.59 | D | 1,160 | D | |
| Common StockF1 | Sep 30, 2015 | S | 1,160 | $24.96 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F4 | $21.30 | Sep 28, 2015 | M | 21,909 | D | Sep 26, 2014 | Sep 26, 2021 | Common Stock | 21,909 | 21,910 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/04/15.
- F2The total reflects a de minimus adjustment of .1340 fractional share that was disposed of for cash when the reporting person transferred shares from one account to another.
- F3This option became exercisable beginning on this date.
- F4This option is no longer exercisable beginning on this date.