SEC Form 4 · accession 0001179706-15-000144
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff T Ricci
Officer — SVP, Controller & PAO
Period of report
Sep 23, 2015
Accepted (ET)
Sep 25, 2015 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 23, 2015 | M | 2,250 | $13.83 | A | 7,243 | D | |
| Common StockF1 | Sep 23, 2015 | S | 2,250 | $25.69 | D | 4,993 | D | |
| Common StockF1 | Sep 23, 2015 | S | 4,993 | $25.69 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F3 | $13.83 | Sep 23, 2015 | M | 2,250 | D | Dec 6, 2013 | Dec 6, 2020 | Common Stock | 2,250 | 0 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/18/15.
- F2This option became exercisable beginning on this date.
- F3This option is no longer exercisable beginning on this date.