SEC Form 4 · accession 0001179706-15-000100
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy S Keogh
Officer — EVP HR
Period of report
Jun 2, 2015
Accepted (ET)
Jun 4, 2015 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 2, 2015 | M | 3,992 | $27.34 | A | 85,294 | D | |
| Common StockF1 | Jun 2, 2015 | S | 3,992 | $34.0008 | D | 81,302 | D | |
| Common Stock | Jun 3, 2015 | M | 50,873 | $27.34 | A | 132,175 | D | |
| Common StockF2 | Jun 3, 2015 | S | 50,873 | $34.0651 | D | 81,302 | D | |
| Common Stock | Jun 3, 2015 | M | 113,196 | $13.83 | A | 194,498 | D | |
| Common StockF2 | Jun 3, 2015 | S | 113,196 | $34.0651 | D | 81,302 | D | |
| Common Stock | Jun 3, 2015 | M | 45,461 | $26.99 | A | 126,763 | D | |
| Common StockF2 | Jun 3, 2015 | S | 45,461 | $34.0651 | D | 81,302 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $27.34 | Jun 2, 2015 | M | 3,992 | D | Jun 20, 2014 | Dec 12, 2019 | Common Stock | 3,992 | 105,738 | D |
| Employee Stock Option (Right to Buy)F3 | $27.34 | Jun 3, 2015 | M | 50,873 | D | Jun 20, 2014 | Dec 12, 2019 | Common Stock | 50,873 | 54,865 | D |
| Employee Stock Option (Right to Buy)F3 | $13.83 | Jun 3, 2015 | M | 113,196 | D | Dec 6, 2014 | Dec 6, 2020 | Common Stock | 113,196 | 263,196 | D |
| Employee Stock Option (Right to Buy)F3 | $26.99 | Jun 3, 2015 | M | 45,461 | D | Dec 11, 2014 | Dec 11, 2021 | Common Stock | 45,461 | 90,923 | D |
| Restricted Stock UnitsF5,F4 | — | Jan 7, 2015 | A | 172 | A | — | — | Common Stock | 172 | 19,842 | D |
| Restricted Stock UnitsF6,F4 | — | Jan 7, 2015 | A | 203 | A | — | — | Common Stock | 203 | 22,855 | D |
| Restricted Stock UnitsF7,F4 | — | Jan 7, 2015 | A | 220 | A | — | — | Common Stock | 220 | 24,310 | D |
| Restricted Stock UnitsF8,F4 | — | Jan 7, 2015 | A | 489 | A | — | — | Common Stock | 489 | 54,022 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually paid ranged from $34.00 to $34.0050. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- F2The price in Column 4 is a weighted average price. The prices actually paid ranged from $34.00 to $34.1650. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- F3The option became exercisable beginning on this date.
- F4Each restricted stock unit represents a contingent right to receive one share of HP common stock.
- F5As previously reported, on 12/06/12 the reporting person was granted 56,400 restricted stock units ("RSUs"), 18,800 of which vested on each of 12/06/13 and 12/06/14, and 18,800 of which will vest on 12/06/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 171.8439 dividends being reported reflect 75.7110 dividends at $39.73 per share deferred on 01/07/15; and 96.1329 dividends at $31.29 per share deferred on 04/01/15.
- F6As previously reported, on 12/11/13 the reporting person was granted 33,346 RSUs, 11,115 of which vested on 12/11/14, 11,115 of which will vest on 12/11/15, and 11,116 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 203.2055 dividends being reported reflect 89.5283 dividends at $39.73 per share deferred on 01/07/15; and 113.6772 dividends at $31.29 per share deferred on 04/01/15.
- F7As previously reported, on 12/10/14 the reporting person was granted 24,090 RSUs, 8,030 of which will vest on each of 12/10/15, 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 220.1980 dividends being reported reflect 97.0149 dividends at $39.73 per share deferred on 01/07/15; and 123.1831 dividends at $31.29 per share deferred on 04/01/15.
- F8As previously reported, on 12/10/14 the reporting person was granted 53,533 RSUs, 13,383 of which will vest on each of 12/10/15, 12/10/16 and 12/10/17, and 13,384 of which will vest on 12/10/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 489.3258 dividends being reported reflect 215.5872 dividends at $39.73 per share deferred on 01/07/15; and 273.7386 dividends at $31.29 per share deferred on 04/01/15.