SEC Form 4 · accession 0001179706-15-000029
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret C Whitman
Officer — Chairman, President & CEO · Director
Period of report
Mar 20, 2015
Accepted (ET)
Mar 24, 2015 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2015 | M | 1,249 | $33.28 | A | 330,213 | D | |
| Common Stock | Mar 20, 2015 | F | 470 | $33.28 | D | 329,743 | D | |
| Common StockF1 | holding | — | — | — | 66 | I | Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Jan 7, 2015 | A | 385 | A | — | — | Common Stock | 385 | 99,659 | D |
| Restricted Stock UnitsF4,F2 | — | Mar 20, 2015 | M | 1,249 | D | — | — | Common Stock | 1,249 | 1,248 | D |
| Restricted Stock UnitsF5,F2 | — | Jan 7, 2015 | A | 388 | A | — | — | Common Stock | 388 | 98,543 | D |
| Restricted Stock UnitsF6,F2 | — | Jan 7, 2015 | A | 420 | A | — | — | Common Stock | 420 | 104,810 | D |
Explanation of responses
- F1There is no reportable change since the last filing. This is a reiteration of holdings only.
- F2Each restricted stock unit represents a contingent right to receive one share of HP common stock.
- F3As previously reported, on 01/02/13 the reporting person was granted 287,057 restricted stock units ("RSUs"), 95,685 of which vested on 12/06/13, 95,686 of which vested on 12/06/14, and 95,686 of which will vest on 12/06/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 385.3451 dividend equivalent rights being reported reflect 385.3451 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15.
- F4As previously reported, on 03/20/13 the reporting person was granted 3,616 RSUs, 1,205 of which vested on 03/20/14, 1,205 of which vested on 03/20/15, and 1,206 of which will vest on 03/20/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 9.7095 vested dividend equivalent rights and a de minimus adjustment of 0.3232 due to fractional rounding of the dividend equivalent rights.
- F5As previously reported, on 12/11/13 the reporting person was granted 144,498 RSUs, 48,166 of which vested on 12/11/14, and 48,166 of which will vest on each of 12/11/15 and 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 387.9466 dividend equivalent rights being reported reflect 387.9466 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15.
- F6As previously reported, on 12/10/14 the reporting person was granted 104,390 RSUs, 34,796 of which will vest on 12/10/15, and 34,797 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 420.3977 dividend equivalent rights being reported reflect 420.3977 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15.