SEC Form 4 · accession 0001179706-15-000013
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Gomez
Officer — EVP, CM & CO
Period of report
Jan 18, 2015
Accepted (ET)
Jan 21, 2015 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 18, 2015 | M | 6,604 | $38.34 | A | 6,604 | D | |
| Common Stock | Jan 18, 2015 | F | 3,636 | $38.34 | D | 2,968 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Jan 18, 2015 | M | 6,604 | D | — | — | Common Stock | 6,604 | 0 | D |
| Restricted Stock UnitsF3,F1 | — | Jan 7, 2015 | A | 44 | A | — | — | Common Stock | 44 | 11,391 | D |
| Restricted Stock UnitsF4,F1 | — | Jan 7, 2015 | A | 57 | A | — | — | Common Stock | 57 | 14,408 | D |
| Restricted Stock UnitsF5,F1 | — | Jan 7, 2015 | A | 75 | A | — | — | Common Stock | 75 | 18,951 | D |
| Restricted Stock UnitsF6,F1 | — | Jan 7, 2015 | A | 89 | A | — | — | Common Stock | 89 | 22,171 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of HP common stock.
- F2As previously reported, on 01/18/12 the reporting person was granted 18,500 restricted stock units ("RSUs"), 6,166 of which vested on 01/18/13, 6,167 of which vested on each of 01/18/14 and 01/18/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 437 vested dividend equivalent rights and a de minimus adjustment of 0.8389 due to fractional rounding of the dividend equivalent rights.
- F3As previously reported, on 12/06/12 the reporting person was granted 32,538 RSUs, 10,846 of which vested on each of 12/06/13 and 12/06/14, and 10,846 of which will vest on 12/06/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 43.6788 dividend equivalent rights being reported reflect 43.6788 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15.
- F4As previously reported, on 09/26/13 the reporting person was granted 21,127 RSUs, 7,042 of which vested on 09/26/14, 7,042 of which will vest on 09/26/15, and 7,043 of which will vest on 09/26/16. Dividend equivalent rights accrue with respect to these RSUs when as as dividends are paid on HP common stock. The 56.7229 dividend equivalent rights being reported reflect 56.7229 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15.
- F5As previously reported, on 12/11/13 the reporting person was granted 27,789 RSUs, 9,263 of which vested on 12/11/14, and 9,263 of which will vest on each of 12/11/15 and 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 74.6076 dividend equivalent rights being reported reflect 74.6076 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15.
- F6As previously reported, on 12/10/14 the reporting person was granted 22,082 RSUs, 7,360 of which will vest on 12/10/15, and 7,361 of which will vest on each of 12/10/16 and 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 88.9283 dividend equivalent rights being reported reflect 88.9283 dividend equivalent rights at $39.73 per RSU credited to the reporting person's account on 01/07/15.