SEC Form 4 · accession 0001127602-17-029989
HERSHEY CO · HSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Michael Wege
Officer — SVP, Chief Admin Officer
Period of report
Oct 16, 2017
Accepted (ET)
Oct 18, 2017 · 11:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047111
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 16, 2017 | S | 100 | $110.26 | D | 27,566 | D | |
| Common Stock | Oct 16, 2017 | M | 1,000 | $34.89 | A | 28,566 | D | |
| Common Stock | Oct 16, 2017 | S | 1,000 | $110.26 | D | 27,566 | D | |
| Common StockF2 | holding | — | — | — | 895 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $34.89 | Oct 16, 2017 | M | 1,000 | D | — | Feb 16, 2019 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2016.
- F2The total amount of securities reported as indirectly owned by the reporting person includes 4.4799 shares acquired from September 1, 2017 through September 30, 2017, pursuant to the Company's 401(k) Plan ("Plan"). The information is based on a report dated October 2, 2017, provided by the Plan Trustee.
- F3The options vested according to the following schedule: 25% vested on February 17, 2010, 25% vested on February 17, 2011, 25% vested on February 17, 2012 and 25% vested on February 17, 2013.