SEC Form 4 · accession 0001127602-17-027695
HERSHEY CO · HSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Michael Wege
Officer — SVP, Chief Admin Officer
Period of report
Sep 15, 2017
Accepted (ET)
Sep 19, 2017 · 1:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047111
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2017 | S | 100 | $109.43 | D | 27,666 | D | |
| Common Stock | Sep 15, 2017 | M | 1,000 | $34.89 | A | 28,666 | D | |
| Common Stock | Sep 15, 2017 | S | 1,000 | $109.43 | D | 27,666 | D | |
| Common StockF2 | holding | — | — | — | 890 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $34.89 | Sep 15, 2017 | M | 1,000 | D | — | Feb 16, 2019 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2016.
- F2The total amount of securities reported as indirectly owned by the reporting person includes 2.5415 shares acquired from August 1, 2017 through August 31, 2017, pursuant to the Company's 401(k) Plan ("Plan"). The information is based on a report dated September 1, 2017, provided by the Plan Trustee.
- F3The options vested according to the following schedule: 25% vested on February 17, 2010, 25% vested on February 17, 2011, 25% vested on February 17, 2012 and 25% vested on February 17, 2013.