SEC Form 4 · accession 0001127602-15-001094
HERSHEY CO · HSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Michael Wege
Officer — SVP, Chief Growth & Marketing
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 11:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047111
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2015 | S | 450 | $104.33 | D | 22,571 | D | |
| Common Stock | Jan 2, 2015 | M | 770 | $52.30 | A | 23,341 | D | |
| Common Stock | Jan 2, 2015 | S | 770 | $104.33 | D | 22,571 | D | |
| Common StockF2 | holding | — | — | — | 841 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $52.30 | Jan 2, 2015 | M | 770 | D | — | Feb 15, 2016 | Common Stock | 770 | 3,340 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2014.
- F2The total amount of securities reported as indirectly owned by the reporting person includes 6.375 shares acquired from December 1, 2014 through December 31, 2014, pursuant to the Company's 401(k) Plan ("Plan"). The information is based on a report dated January 5, 2015, provided by the Plan Trustee.
- F3The options vest according to the following schedule: 25% vested on February 16, 2007, 25% vested on February 16, 2008, 25% vested on February 16, 2009 and 25% vested on February 16, 2010.