SEC Form 4 · accession 0000938543-18-000003
HERSHEY CO · HSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Oct 29, 2018
Accepted (ET)
Oct 30, 2018 · 9:51 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047111
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par valueF1 | Oct 29, 2018 | P | 47,170 | $106.00 | A | 8,300,791 | D | |
| Common Stock, $1.00 par valueF1 | Oct 29, 2018 | S | 47,170 | $106.00 | D | 102,330 | I | By Hershey Trust Company |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common Stock, $1.00 par valueF2,F3 | $106.00 | holding | — | — | — | — | — | Common Stock, $1.00 par value | 60,612,012 | 60,612,012 | D |
Explanation of responses
- F1Represents the purchase of shares from the Hershey Trust Company. The reporting person is the owner of the Hershey Trust Company, which is the trustee for the Milton Hershey School Trust.
- F2All shares of Class B common stock, $1.00 par value, are convertible share-for-share into common stock, $1.00 par value, at any time, and without payment other than for the fact of conversion. There is no expiration date.
- F3Conversion price is the current market price ($106.00 represents the closing price on 10/29/2018).