SEC Form 5 · accession 0000938543-18-000002
HERSHEY CO · HSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 31, 2017
Accepted (ET)
Jan 23, 2018 · 1:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047111
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 par valueF2 | Oct 6, 2017 | G | 100 | $0.00 | A | 8,253,621 | D | |
| Common Stock, $1.00 par valueF3 | holding | — | — | — | 149,500 | I | By Hershey Trust Company |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common Stock, $1.00 par valueF4,F5 | $113.51 | holding | — | — | — | — | — | Common Stock, $1.00 par value | 60,612,012 | 60,612,012 | D |
Explanation of responses
- F1Received as a donation to the Milton Hershey School Trust.
- F2No compensation was given to the donor for the receipt of shares. Valuation price at the date of donation was $108.77 (The average of the high and low market price on the day of donation).
- F3Hershey Trust Company is wholly owned by the Milton Hershey School Trust and is trustee for the Milton Hershey School Trust.
- F4All shares of Class B common stock, $1.00 par value, are convertible share-for-share into Common Stock, $1.00 par value, at any time, and without payment other than for the fact of conversion. There is no expiration date.
- F5Conversion price is the current market price ($113.51 represents the closing price on 12/31/2017).