SEC Form 4 · accession 0001209191-16-154304
Helmerich & Payne, Inc. · HP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L. Stauder
Officer — Sr. VP, drilling subsidiary
Period of report
Dec 8, 2016
Accepted (ET)
Dec 9, 2016 · 11:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046765
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2016 | M | 1,750 | $47.935 | A | 24,493 | D | |
| Common Stock | Dec 8, 2016 | S | 1,750 | $81.2415 | D | 22,743 | D | |
| Common Stock | Dec 8, 2016 | M | 5,000 | $59.76 | A | 27,743 | D | |
| Common Stock | Dec 8, 2016 | S | 5,000 | $81.2415 | D | 22,743 | D | |
| Common Stock | Dec 8, 2016 | M | 13,125 | $54.18 | A | 35,868 | D | |
| Common Stock | Dec 8, 2016 | S | 13,125 | $81.2415 | D | 22,743 | D | |
| Common Stock | Dec 8, 2016 | M | 11,126 | $68.83 | A | 33,869 | D | |
| Common Stock | Dec 8, 2016 | S | 11,126 | $81.2415 | D | 22,743 | D | |
| Common Stock | Dec 8, 2016 | M | 13,500 | $58.25 | A | 36,243 | D | |
| Common Stock | Dec 8, 2016 | S | 13,500 | $81.2415 | D | 22,743 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $47.935 | Dec 8, 2016 | M | 1,750 | D | Dec 7, 2011 | Dec 7, 2020 | Common Stock | 1,750 | 0 | D |
| Stock Option (right to buy)F1 | $59.76 | Dec 8, 2016 | M | 5,000 | D | Dec 6, 2012 | Dec 6, 2021 | Common Stock | 5,000 | 0 | D |
| Stock Option (right to buy)F1 | $54.18 | Dec 8, 2016 | M | 13,125 | D | Dec 4, 2013 | Dec 4, 2022 | Common Stock | 13,125 | 0 | D |
| Stock Option (right to buy)F1 | $68.83 | Dec 8, 2016 | M | 11,126 | D | Dec 2, 2015 | Dec 2, 2024 | Common Stock | 11,126 | 11,124 | D |
| Stock Option (right to buy)F1 | $58.25 | Dec 8, 2016 | M | 13,500 | D | Nov 30, 2016 | Nov 30, 2025 | Common Stock | 13,500 | 40,500 | D |
Explanation of responses
- F1The options vest 25% a year over 4 years. The noted date represents the first date options vest.