SEC Form 4 · accession 0001209191-16-153852
Helmerich & Payne, Inc. · HP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A. Petrie
Director
Period of report
Dec 5, 2016
Accepted (ET)
Dec 7, 2016 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046765
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2016 | A | 1,133 | $0.00 | A | 7,833 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $81.31 | Dec 5, 2016 | A | 4,790 | A | Dec 5, 2017 | Dec 5, 2026 | Common Stock | 4,790 | 4,790 | D |
| Phantom StockF1,F2,F3 | — | Dec 6, 2016 | A | 315 | A | — | — | Common Stock | 315 | 5,722 | D |
Explanation of responses
- F1Phantom shares relate to the Helmerich & Payne, Inc. Director Deferred Compensation Plan.
- F21-for-1
- F3The shares of phantom stock become payable, in cash only, at the election of the reporting person either (1) in a lump sum payable no later than 60 days following the termination of the reporting person's service as a director or (2) in annual installments for a period of 'x' years (not to exceed 10).