SEC Form 4 · accession 0000046619-19-000020

HEICO CORP · HEI, HEI.A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Co-President · Director

Period of report

Mar 1, 2019

Accepted (ET)

Mar 5, 2019 · 12:02 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000046619

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 1, 2019	M	381,470	$10.9786	A	1,182,736	D
Common Stock	Mar 1, 2019	F	177,200	$93.76	D	1,005,536	D
Class A Common Stock	holding	—	—		—	284,515	D
Class A Common Stock^F1	holding	—	—		—	224,785	I	Owned by Corporation
Common Stock^F2	holding	—	—		—	172,515	I	Owned by Partnership
Common Stock	holding	—	—		—	4,762	I	As custodian for children
Class A Common Stock	holding	—	—		—	19,137	I	As custodian for children
Common Stock^F3	holding	—	—		—	92,002	I	By 401(k)
Class A Common Stock^F3	holding	—	—		—	87,118	I	By 401(k)
Common Stock	holding	—	—		—	921	I	By Keogh Account
Class A Common Stock	holding	—	—		—	16,135	I	By Keogh Account
Common Stock^F4	holding	—	—		—	465,318	I	By Trusts
Class A Common Stock^F4	holding	—	—		—	137,201	I	By Trusts
Common Stock^F5	holding	—	—		—	28,806	I	By Trusts
Class A Common Stock^F5	holding	—	—		—	8,465	I	By Trusts
Common Stock^F6	holding	—	—		—	1,311	I	By 409A Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (Right to purchase Common Stock)^F7	$10.9786	Mar 1, 2019	M	381,470	D	—	Sep 13, 2020	Common Stock	381,470	0	D
Option (Right to purchase Common Stock)^F7	$15.9351	holding	—	—	—	—	Sep 12, 2021	Common Stock	305,176	305,176	D
Option (Right to purchase Common Stock)^F7	$21.4098	holding	—	—	—	—	Jun 10, 2023	Common Stock	122,070	122,070	D
Option (Right to purchase Common Stock)^F7	$29.6704	holding	—	—	—	—	Jun 8, 2025	Common Stock	97,656	97,656	D
Option (Right to purchase Common Stock)^F7	$24.9498	holding	—	—	—	—	Dec 14, 2025	Common Stock	97,656	97,656	D
Option (Right to purchase Common Stock)^F7	$44.9638	holding	—	—	—	—	Mar 17, 2027	Common Stock	195,313	195,313	D
Option (Right to purchase Common Stock)^F7	$70.656	holding	—	—	—	—	Mar 16, 2028	Common Stock	125,000	125,000	D
Option (Right to purchase Class A Common Stock)^F7	$15.4501	holding	—	—	—	—	Jun 10, 2023	Class A Common Stock	122,070	122,070	D

F1Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Eric Mendelson, the brother of the Reporting Person.
F2Represents shares owned by VHM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
F3Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated March 1, 2019.
F4Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
F5Represents shares owned by the Victor H. Mendelson Revocable Investment Trust which is owned solely by the Reporting Person.
F6Represents shares held for the reporting person by the HEICO Corporation Leadership Compensation Plan (409A Plan).
F7These options are exercisable at 20% per year over five years from the date of grant.