SEC Form 4 · accession 0000046619-19-000006
HEICO CORP · HEI, HEI.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor H Mendelson
Officer — Co-President · Director
Period of report
Dec 18, 2018
Accepted (ET)
Jan 17, 2019 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 18, 2018 | G | 15,500 | $0.00 | D | 224,785 | I | Owned by Corporation |
| Common Stock | holding | — | — | — | 801,266 | D | ||
| Class A Common Stock | holding | — | — | — | 284,515 | D | ||
| Common StockF2 | holding | — | — | — | 172,515 | I | Owned by Partnership | |
| Common Stock | holding | — | — | — | 4,762 | I | As custodian for children | |
| Class A Common Stock | holding | — | — | — | 19,137 | I | As custodian for children | |
| Common StockF3 | holding | — | — | — | 91,921 | I | By 401(k) | |
| Class A Common StockF3 | holding | — | — | — | 87,024 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 921 | I | By Keogh Account | |
| Class A Common Stock | holding | — | — | — | 16,135 | I | By Keogh Account | |
| Common StockF4 | holding | — | — | — | 465,318 | I | By Trusts | |
| Class A Common StockF4 | holding | — | — | — | 137,201 | I | By Trusts | |
| Common StockF5 | holding | — | — | — | 28,806 | I | By Trusts | |
| Class A Common StockF5 | holding | — | — | — | 8,465 | I | By Trusts | |
| Common StockF6 | holding | — | — | — | 1,311 | I | By 409A Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Eric Mendelson, the brother of the Reporting Person.
- F2Represents shares owned by VHM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
- F3Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated January 16, 2019.
- F4Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
- F5Represents shares owned by the Victor H. Mendelson Revocable Investment Trust which is owned solely by the Reporting Person.
- F6Represents shares held for the reporting person by the HEICO Corporation Leadership Compensation Plan (409A Plan).