SEC Form 5 · accession 0000046619-18-000111
HEICO CORP · HEI, HEI.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos L Macau
Officer — EVP-CFO & Treasurer
Period of report
Oct 31, 2018
Accepted (ET)
Dec 12, 2018 · 12:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | holding | — | — | — | 7,322 | D | ||
| Common StockF1,F2 | holding | — | — | — | 1,580 | I | 401k Plan | |
| Class A Common StockF1,F2 | holding | — | — | — | 1,600 | I | 401k Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to purchase Class A Common Stock)F4,F3 | $12.8041 | holding | — | — | — | — | Jun 1, 2022 | Class A Common Stock | 122,070 | 122,070 | D |
| Option (Right to purchase Class A Common Stock)F4,F3 | $12.8123 | holding | — | — | — | — | Jun 18, 2022 | Class A Common Stock | 30,518 | 30,518 | D |
| Option (Right to purchase Class A Common Stock)F4,F3 | $15.4501 | holding | — | — | — | — | Jun 10, 2023 | Class A Common Stock | 61,036 | 61,036 | D |
| Option (Right to purchase Class A Common Stock)F4,F3 | $24.9088 | holding | — | — | — | — | Jun 8, 2025 | Class A Common Stock | 48,829 | 48,829 | D |
| Option (Right to purchase Class A Common Stock)F4,F3 | $22.2003 | holding | — | — | — | — | Dec 14, 2025 | Class A Common Stock | 48,829 | 48,829 | D |
| Option (Right to purchase Class A Common Stock)F4,F3 | $38.3744 | holding | — | — | — | — | Mar 17, 2027 | Class A Common Stock | 97,656 | 97,656 | D |
| Option (Right to purchase Class A Common Stock)F4,F3 | $56.24 | holding | — | — | — | — | Mar 16, 2028 | Class A Common Stock | 62,500 | 62,500 | D |
Explanation of responses
- F1All shares reflect the impact of 5-for-4 stock splits that were effected on June 28, 2018, January 18, 2018 and April 19, 2017, respectively.
- F2Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401k plan based on a plan statement dated October 31, 2018.
- F3These options are exercisable at 20% per year over five years from the date of grant.
- F4All shares reflect the impact of a 5-for-4 stock split that was effected on June 28, 2018.