SEC Form 4 · accession 0000046619-18-000099
HEICO CORP · HEI, HEI.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor H Mendelson
Officer — Co-President · Director
Period of report
Oct 9, 2018
Accepted (ET)
Oct 11, 2018 · 2:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF7 | Oct 9, 2018 | P | 1,311 | $88.2103 | A | 1,311 | I | By 409A Plan |
| Common StockF1 | holding | — | — | — | 801,266 | D | ||
| Class A Common StockF1 | holding | — | — | — | 284,515 | D | ||
| Class A Common StockF1,F2 | holding | — | — | — | 243,285 | I | Owned by Corporation | |
| Common StockF1,F3 | holding | — | — | — | 172,515 | I | Owned by Partnership | |
| Common StockF1 | holding | — | — | — | 4,762 | I | As custodian for children | |
| Class A Common StockF1 | holding | — | — | — | 19,137 | I | As custodian for children | |
| Common StockF1,F4 | holding | — | — | — | 91,921 | I | By 401(k) | |
| Class A Common StockF1,F4 | holding | — | — | — | 87,024 | I | By 401(k) | |
| Common StockF1 | holding | — | — | — | 921 | I | By Keogh Account | |
| Class A Common StockF1 | holding | — | — | — | 16,135 | I | By Keogh Account | |
| Common StockF1,F5 | holding | — | — | — | 465,318 | I | By Trusts | |
| Class A Common StockF1,F5 | holding | — | — | — | 137,201 | I | By Trusts | |
| Common StockF1,F6 | holding | — | — | — | 28,806 | I | By Trusts | |
| Class A Common StockF1,F6 | holding | — | — | — | 8,465 | I | By Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All shares reflect the impact of a 5-for-4 stock split that was effected June 28, 2018.
- F2Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Eric Mendelson, the brother of the Reporting Person.
- F3Represents shares owned by VHM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
- F4Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 8, 2018.
- F5Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
- F6Represents shares owned by the Victor H. Mendelson Revocable Investment Trust which is owned solely by the Reporting Person.
- F7Represents shares held for the reporting person by the HEICO Corporation Leadership Compensation Plan (409A Plan).