SEC Form 4 · accession 0000046619-18-000098
HEICO CORP · HEI, HEI.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurans A Mendelson
Officer — COB and CEO · Director · 10% Owner
Period of report
Oct 9, 2018
Accepted (ET)
Oct 11, 2018 · 2:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 9, 2018 | P | 1,311 | $88.2103 | A | 927,445 | D | |
| Class A Common StockF1,F6 | Jan 25, 2018 | G | 306 | $0.00 | D | 48,661 | I | Owned by Charitable Foundation |
| Class A Common StockF1,F6 | Jun 7, 2018 | G | 162 | $0.00 | D | 48,499 | I | Owned by Charitable Foundation |
| Class A Common StockF1,F6 | Aug 3, 2018 | G | 7,800 | $0.00 | D | 40,699 | I | Owned by Charitable Foundation |
| Class A Common StockF1,F6 | Sep 17, 2018 | G | 310 | $0.00 | D | 40,389 | I | Owned by Charitable Foundation |
| Class A Common StockF1,F6 | Oct 1, 2018 | G | 7,300 | $0.00 | D | 33,089 | I | Owned by Charitable Foundation |
| Class A Common StockF1 | holding | — | — | — | 214,023 | D | ||
| Common StockF1,F2 | holding | — | — | — | 1,717,928 | I | Owned by Partnership | |
| Common StockF1,F3 | holding | — | — | — | 1,309,427 | I | Owned by Partnership | |
| Class A Common StockF1,F4 | holding | — | — | — | 243,285 | I | Owned by Corporation | |
| Common StockF1,F5 | holding | — | — | — | 1,672 | I | By 401(k) | |
| Class A Common StockF1,F5 | holding | — | — | — | 2,033 | I | By 401(k) | |
| Common StockF1,F6 | holding | — | — | — | 88,568 | I | Owned by Charitable Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All shares reflect the impact of a 5-for-4 stock split that was effected on June 28, 2018.
- F2Represents shares owned by LAM Limited Partners, a partnership whose sole general partner is a corporation controlled by Arlene Mendelson, the wife of the Reporting Person.
- F3Represents shares owned by LAM Alpha Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
- F4Represents shares owned by Mendelson International Corporation, a corporation of which the Reporting Person is the Chairman of the Board. The Reporting Person disclaims beneficial ownership of securities held by Mendelson International Corporation.
- F5Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 8, 2018.
- F6Represents shares owned by the Laurans A. and Arlene H. Mendelson Charitable Foundation, Inc., a non-profit Charitable Corporation.