SEC Form 4 · accession 0000046619-18-000089
HEICO CORP · HEI, HEI.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric A Mendelson
Officer — Co-President · Director
Period of report
Oct 9, 2018
Accepted (ET)
Oct 10, 2018 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF6 | Oct 9, 2018 | P | 1,312 | $88.2103 | A | 1,312 | I | By 409A Plan |
| Common StockF1 | holding | — | — | — | 831,662 | D | ||
| Class A Common StockF1 | holding | — | — | — | 342,008 | D | ||
| Common StockF1 | holding | — | — | — | 15,228 | I | By Keogh Account | |
| Class A Common StockF1 | holding | — | — | — | 10,080 | I | By Keogh Account | |
| Common StockF1,F2 | holding | — | — | — | 285,805 | I | By Trusts | |
| Class A Common StockF1,F3 | holding | — | — | — | 243,285 | I | Owned by Corporation | |
| Common StockF1,F4 | holding | — | — | — | 392,718 | I | Owned by Partnership | |
| Common StockF1 | holding | — | — | — | 4,523 | I | As custodian for minor children | |
| Class A Common StockF1 | holding | — | — | — | 5,207 | I | As custodian for minor children | |
| Common StockF1,F5 | holding | — | — | — | 111,067 | I | By 401(k) | |
| Class A Common StockF1,F5 | holding | — | — | — | 105,627 | I | By 401(k) | |
| Class A Common StockF1,F6 | holding | — | — | — | 9,366 | I | By 409A Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All shares reflect the impact of a 5-for-4 stock split that was effected on June 28,2018
- F2Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
- F3Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Victor Mendelson, the brother of the Reporting Person.
- F4Represents shares owned by EAM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
- F5Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 8, 2018.
- F6Represents shares held for the Reporting Person by the HEICO Leadership Compensation Plan (409A Plan).