SEC Form 4/A · accession 0000046619-18-000079
HEICO CORP · HEI, HEI.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Julie Neitzel
Director
Period of report
Sep 4, 2018
Accepted (ET)
Sep 10, 2018 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 392 | D | ||
| Class A Common Stock | holding | — | — | — | 1,222 | D | ||
| Common Stock | holding | — | — | — | 2,400 | I | By IRA | |
| Class A Common Stock | holding | — | — | — | 1,507 | I | By IRA | |
| Class A Common StockF1 | holding | — | — | — | 325 | I | By Son | |
| Class A Common StockF2 | holding | — | — | — | 9,460 | I | By 409A Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares held by the Reporting Person's son, Eric Neitzel, for which the Reporting Person disclaims beneficial ownership. As of October 23, 2017, the Reporting Person no longer has a reportable beneficial interest in 1,303 shares of Common Stock and 976 shares of Class A Common Stock owned by the Reporting Person's son, Nicolas Neitzel, and included in the Reporting Person's prior ownership reports. As a result, as of October 23, 2017, the shares of Common Stock and Class A Common Stock held by the Reporting Person's son, Nicolas Neitzel, are no longer reflected in the Reporting Person's ownership reports.
- F2Represents shares held for the Reporting Person by the HEICO Corporation Leadership Compensation Plan (409A Plan).