SEC Form 4 · accession 0000046619-18-000063

HEICO CORP · HEI, HEI.A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jul 11, 2018

Accepted (ET)

Jul 13, 2018 · 3:11 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000046619

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Jul 11, 2018	M	16,041	$0.323	A	16,041	D
Class A Common Stock	Jul 11, 2018	M	19,306	$0.5713	A	35,347	D
Class A Common Stock	Jul 11, 2018	S	5,347	$62.5945	D	30,000	D
Common Stock^F1,F2	holding	—	—		—	8,933	I	By 409A Plan
Class A Common Stock^F1,F2	holding	—	—		—	6,416	I	By 409A Plan
Class A Common Stock^F1,F3	holding	—	—		—	10,488	I	By Estate

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (Right to purchase Class A Common Stock)^F5,F4	$0.323	Jul 11, 2018	M	16,041	D	—	—	Class A Common Stock	16,041	143,803	D
Option (Right to purchase Class A Common Stock)^F5,F4	$0.5713	Jul 11, 2018	M	19,306	D	—	—	Class A Common Stock	19,306	101,543	D
Option (Right to purchase Common Stock)^F1,F4	$0.323	holding	—	—	—	—	—	Common Stock	113,044	113,044	D
Option (Right to purchase Common Stock)^F5,F4	$0.5713	holding	—	—	—	—	—	Common Stock	193,049	193,049	D
Option (Right to purchase Class A Common Stock)^F5,F4	$0.2434	holding	—	—	—	—	—	Class A Common Stock	36,945	36,945	D

F1All shares reflect the impact of a 5-for-4 stock split that was effected on June 28, 2018.
F2Represents shares held for the Reporting Person by the HEICO Corporation Leadership Compensation Plan (409A Plan).
F3Represents shares held by the estate of deceased spouse.
F4These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.
F5All shares reflect the impact of 5-for-4 stock splits that were effected on January 18, 2018 and June 28, 2018.