SEC Form 4 · accession 0000046619-18-000045
HEICO CORP · HEI, HEI.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Schriesheim
Director
Period of report
Apr 10, 2018
Accepted (ET)
Apr 12, 2018 · 8:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 10, 2018 | M | 2,000 | $0.4038 | A | 2,000 | D | |
| Common StockF1 | holding | — | — | — | 7,147 | I | By 409A Plan | |
| Class A Common StockF1 | holding | — | — | — | 5,133 | I | By 409A Plan | |
| Class A Common StockF2 | holding | — | — | — | 8,390 | I | By Estate |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to purchase Common Stock)F4,F3 | $0.4038 | Apr 10, 2018 | M | 2,000 | D | — | — | Common Stock | 2,000 | 90,435 | D |
Explanation of responses
- F1Represents shares held for the Reporting Person by the HEICO Corporation Leadership Compensation Plan (409A Plan).
- F2Represents shares held by the estate of deceased spouse.
- F3The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 90,435 shares of Common Stock at an exercise price of $.4038 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days followed the date the Reporting Person ceases to serve as a Director of the Registrant.
- F4In addition to these options, the Reporting Person owns directly options entitling the Reporting Person to purchase an aggregate of 154,439 shares of Common Stock and 254,111 shares of Class A Common Stock, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as Director of the Registrant.