SEC Form 4/A · accession 0000046619-18-000039
HEICO CORP · HEI, HEI.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas S Irwin
Officer — Sr Exec VP
Period of report
Sep 21, 2017
Accepted (ET)
Mar 26, 2018 · 1:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 21, 2017 | S | 20,000 | $76.28 | D | 31,110 | D | |
| Common Stock | holding | — | — | — | 29,673 | D | ||
| Class A Common StockF1 | holding | — | — | — | 236 | I | 401(k) Plan | |
| Common StockF2,F1 | holding | — | — | — | 235 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k) Plan based on a plan statement dated September 19, 2017.
- F2The reporting person no longer has a reportable beneficial interest in 166,538 shares of common stock of HEICO Corporation (the "Shares") owned by the Irwin Family Irrevocable Trust (the "Trust") and included in the reporting person's prior ownership reports. The Shares were previously reported as indirectly held based on a pledge of the Shares by the Trust to the reporting person as collateral security for a promissory note. The promissory note was repaid in full, and as a result, the reporting person no longer has a reportable beneficial interest in the Shares.