SEC Form 4 · accession 0000046619-18-000033
HEICO CORP · HEI, HEI.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos L Macau
Officer — EVP-CFO & Treasurer
Period of report
Mar 16, 2018
Accepted (ET)
Mar 20, 2018 · 2:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046619
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to purchase Class A Common Stock)F7 | $70.30 | Mar 16, 2018 | A | 50,000 | A | — | Mar 16, 2028 | Class A Common Stock | 50,000 | 50,000 | D |
| Option (Right to purchase Class A Common Stock)F1 | $16.0051 | holding | — | — | — | — | Jun 1, 2022 | Class A Common Stock | 97,656 | 97,656 | D |
| Option (Right to purchase Class A Common Stock)F2 | $16.0154 | holding | — | — | — | — | Jun 18, 2022 | Class A Common Stock | 24,414 | 24,414 | D |
| Option (Right to purchase Class A Common Stock)F3 | $19.3126 | holding | — | — | — | — | Jun 10, 2023 | Class A Common Stock | 48,829 | 48,829 | D |
| Option (Right to purchase Class A Common Stock)F4 | $31.136 | holding | — | — | — | — | Jun 8, 2025 | Class A Common Stock | 39,063 | 39,063 | D |
| Option (Right to purchase Class A Common Stock)F5 | $27.7504 | holding | — | — | — | — | Dec 14, 2025 | Class A Common Stock | 39,063 | 39,063 | D |
| Option (Right to purchase Class A Common Stock)F6 | $47.968 | holding | — | — | — | — | Mar 17, 2027 | Class A Common Stock | 78,125 | 78,125 | D |
Explanation of responses
- F1The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 97,656 shares of Class A Common Stock at an exercise price of $16.0051 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 1, 2022.
- F2The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 24,414 shares of Class A Common Stock at an exercise price of $16.0154 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 18, 2022.
- F3The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 48,829 shares of Class A Common Stock at an exercise price of $19.3126 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 10, 2023.
- F4The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 39,063 shares of Class A Common Stock at an exercise price of $31.136 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 8, 2025.
- F5The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 39,063 shares of Class A Common Stock at an exercise price of $27.7504 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on December 14, 2025.
- F6The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 78,125 shares of Class A Common Stock at an exercise price of $47.968 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on March 17, 2027.
- F7These Options become exercisable 20% per year over five years from the date of grant.