SEC Form 4 · accession 0000046619-18-000032
HEICO CORP · HEI, HEI.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor H Mendelson
Officer — Co-President · Director
Period of report
Mar 16, 2018
Accepted (ET)
Mar 20, 2018 · 2:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046619
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to purchase Common Stock)F8 | $88.32 | Mar 16, 2018 | A | 100,000 | A | — | Mar 16, 2028 | Common Stock | 100,000 | 100,000 | D |
| Option (Right to purchase Common Stock)F1 | $13.7233 | holding | — | — | — | — | Sep 13, 2020 | Common Stock | 305,176 | 305,176 | D |
| Option (Right to purchase Common Stock)F2 | $19.9189 | holding | — | — | — | — | Sep 12, 2021 | Common Stock | 244,141 | 244,141 | D |
| Option (Right to purchase Common Stock)F3 | $26.7622 | holding | — | — | — | — | Jun 10, 2023 | Common Stock | 97,656 | 97,656 | D |
| Option (Right to purchase Common Stock)F4 | $37.088 | holding | — | — | — | — | Jun 8, 2025 | Common Stock | 78,125 | 78,125 | D |
| Option (Right to purchase Common Stock)F5 | $31.1872 | holding | — | — | — | — | Dec 14, 2025 | Common Stock | 78,125 | 78,125 | D |
| Option (Right to purchase Common Stock)F6 | $56.2048 | holding | — | — | — | — | Mar 17, 2027 | Common Stock | 156,250 | 156,250 | D |
| Option (Right to purchase Class A Common Stock)F7 | $19.3126 | holding | — | — | — | — | Jun 10, 2023 | Class A Common Stock | 97,656 | 97,656 | D |
Explanation of responses
- F1The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 305,176 shares of Common Stock at an exercise price of $13.7233 per share, as adjusted for stock splits and stock dividends. These Options became exercisable on various dates and expire on September 13, 2020.
- F2The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 244,141 shares of Common Stock at an exercise price of $19.9189 per share, as adjusted for stock splits and stock dividends. These Options became exercisable on various dates and expire on September 12, 2021
- F3The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 97,656 shares of Common Stock at an exercise price of $26.7622 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 10, 2023.
- F4The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 78,125 shares of Common Stock at an exercise price of $37.088 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June 8, 2025.
- F5The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 78,125 shares of Common Stock at an exercise price of $31.1872 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on December, 14 2025.
- F6The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 156,250 shares of Common Stock at an exercise price of $56.2048 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on March, 17 2027.
- F7The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 97,656 shares of Class A Common Stock at an exercise price of $19.3126 per share, as adjusted for stock splits and stock dividends. These Options become exercisable on various dates and expire on June, 10 2023.
- F8These options become exercisable 20% per year over five years from the date of Grant.