SEC Form 4 · accession 0000046619-18-000020

HEICO CORP · HEI, HEI.A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Co-President · Director

Period of report

Mar 14, 2018

Accepted (ET)

Mar 15, 2018 · 5:18 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000046619

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 14, 2018	M	381,470	$10.3521	A	817,713	D
Common Stock^F1	Mar 14, 2018	F	176,700	$90.07	D	641,013	D
Class A Common Stock^F1,F2	Dec 20, 2017	G	16,063	$0.00	D	194,628	I	Owned by Corporation
Class A Common Stock^F1	holding	—	—		—	227,612	D
Common Stock^F1,F3	holding	—	—		—	138,012	I	Owned by Partnership
Common Stock^F1	holding	—	—		—	3,810	I	As custodian for children
Class A Common Stock^F1	holding	—	—		—	15,310	I	As custodian for children
Common Stock^F1,F4	holding	—	—		—	73,389	I	By 401(k)
Class A Common Stock^F1,F4	holding	—	—		—	69,466	I	By 401(k)
Common Stock^F1	holding	—	—		—	737	I	By Keogh Account
Class A Common Stock^F1	holding	—	—		—	12,908	I	By Keogh Account
Common Stock^F1,F5	holding	—	—		—	372,255	I	By Trusts
Class A Common Stock^F1,F5	holding	—	—		—	109,761	I	By Trusts
Common Stock^F1,F6	holding	—	—		—	23,045	I	By Trusts
Class A Common Stock^F1,F6	holding	—	—		—	6,772	I	By Trusts

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (Right to purchase Common Stock)^F7	$10.3521	Mar 14, 2018	M	381,470	D	—	Sep 14, 2019	Common Stock	381,470	0	D

F1All shares reflect the impact of a 5-for-4 stock split that was effected January 18, 2018.
F2Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Eric Mendelson, the brother of the Reporting Person.
F3Represents shares owned by VHM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
F4Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated March 13, 2018.
F5Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
F6Represents shares owned by the Victor H. Mendelson Revocable Investment Trust which is owned solely by the Reporting Person.
F7The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate of 381,470 shares of Common Stock at an exercise price of $10.3521 per share, as adjusted for stock splits and stock dividends. These Options became exercisable on various dates and expire on September 14, 2019.