SEC Form 5 · accession 0000046619-18-000002

HEICO CORP · HEI, HEI.A

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Alan Schriesheim

Director

Period of report

Oct 31, 2017

Accepted (ET)

Jan 16, 2018 · 12:46 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000046619

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jul 25, 2017	G	300	$0.00	D	1,863	D
Class A Common Stock	Jul 25, 2017	G	300	$0.00	D	1,331	D
Common Stock^F1	holding	—	—		—	5,718	I	By 409A Plan
Class A Common Stock^F1	holding	—	—		—	4,107	I	By 409A Plan
Class A Common Stock^F2	holding	—	—		—	6,712	I	By Estate

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (Right to purchase Common Stock)^F3	$0.5047	holding	—	—	—	—	—	Common Stock	73,948	73,948	D
Option (Right to purchase Common Stock)^F4	$0.8926	holding	—	—	—	—	—	Common Stock	123,551	123,551	D
Option (Right to purchase Class A Common Stock)^F5	$0.3803	holding	—	—	—	—	—	Class A Common Stock	23,645	23,645	D
Option (Right to purchase Class A Common Stock)^F6	$0.5047	holding	—	—	—	—	—	Class A Common Stock	102,299	102,299	D
Option (Right to purchase Class A Common Stock)^F7	$0.8926	holding	—	—	—	—	—	Class A Common Stock	77,344	77,344	D

Explanation of responses

F1Represents shares held for the Reporting Person by the HEICO Corporation Leadership Compensation Plan (409A Plan).
F2Represents shares held by the estate of deceased spouse.
F3The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 73,948 shares of Common Stock at an exercise price of $.5047 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days followed the date the Reporting Person ceases to serve as a Director of the Registrant.
F4The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 123,551 shares of Common Stock at an exercise price of $.8926 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days followed the date the Reporting Person ceases to serve as a Director of the Registrant.
F5The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 23,645 shares of Class A Common Stock at an exercise price of $.3803 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days followed the date the Reporting Person ceases to serve as a Director of the Registrant.
F6The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 102,299 shares of Class A Common Stock at an exercise price of $.5047 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.
F7The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 77,344 shares of Class A Common Stock at an exercise price of $.8926 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.