SEC Form 4 · accession 0000046619-17-000075
HEICO CORP · HEI, HEI.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor H Mendelson
Officer — Co-President · Director
Period of report
Oct 16, 2017
Accepted (ET)
Oct 31, 2017 · 12:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Oct 16, 2017 | G | 670 | $0.00 | D | 168,553 | I | Owned by Corporation |
| Common StockF1 | holding | — | — | — | 348,995 | D | ||
| Class A Common Stock | holding | — | — | — | 182,090 | D | ||
| Common StockF3 | holding | — | — | — | 110,410 | I | Owned by Partnership | |
| Common Stock | holding | — | — | — | 3,048 | I | As custodian for children | |
| Class A Common Stock | holding | — | — | — | 12,249 | I | As custodian for children | |
| Common StockF4 | holding | — | — | — | 58,658 | I | By 401(k) | |
| Class A Common StockF4 | holding | — | — | — | 55,512 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 590 | I | By Keogh Account | |
| Class A Common Stock | holding | — | — | — | 10,326 | I | By Keogh Account | |
| Common StockF5 | holding | — | — | — | 297,804 | I | By Trusts | |
| Class A Common StockF5 | holding | — | — | — | 87,810 | I | By Trusts | |
| Common StockF6 | holding | — | — | — | 18,437 | I | By Trusts | |
| Class A Common StockF6 | holding | — | — | — | 5,418 | I | By Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 25 shares of Common Stock inadvertently omitted, which the Reporting Person believes resulted from a clerical error.
- F2Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Eric Mendelson, the brother of the Reporting Person.
- F3Represents shares owned by VHM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
- F4Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 26, 2017.
- F5Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
- F6Represents shares owned by the Victor H. Mendelson Revocable Investment Trust which is owned solely by the Reporting Person.