SEC Form 4 · accession 0000046619-17-000064
HEICO CORP · HEI, HEI.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric A Mendelson
Officer — Co-President · Director
Period of report
Sep 29, 2017
Accepted (ET)
Oct 3, 2017 · 12:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F3 | Jun 30, 2017 | G | 170 | $0.00 | D | 169,223 | I | Owned by Corporation |
| Class A Common StockF1,F6 | Sep 29, 2017 | P | 1,503 | $76.0825 | A | 5,995 | I | By 409A Plan |
| Common StockF1 | holding | — | — | — | 368,448 | D | ||
| Class A Common StockF1 | holding | — | — | — | 218,886 | D | ||
| Common StockF1 | holding | — | — | — | 9,746 | I | By Keogh Account | |
| Class A Common StockF1 | holding | — | — | — | 6,451 | I | By Keogh Account | |
| Common StockF1,F2 | holding | — | — | — | 182,915 | I | By Trusts | |
| Common StockF1,F4 | holding | — | — | — | 251,340 | I | Owned by Partnership | |
| Common StockF1 | holding | — | — | — | 2,895 | I | As custodian for minor children | |
| Class A Common StockF1 | holding | — | — | — | 3,333 | I | As custodian for minor children | |
| Common StockF1,F5 | holding | — | — | — | 70,892 | I | By 401(k) | |
| Class A Common StockF1,F5 | holding | — | — | — | 67,394 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All shares reflect the impact of a 5-for-4 stock split that was effected on April 19, 2017
- F2Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
- F3Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Victor Mendelson, the brother of the Reporting Person.
- F4Represents shares owned by EAM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
- F5Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated September 28, 2017.
- F6Represents shares held for the Reporting Person by the HEICO Leadership Compensation Plan (409A Plan).