SEC Form 4 · accession 0000046619-17-000036
HEICO CORP · HEI, HEI.A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Walker
Officer — Chief Accounting Officer
Period of report
Jul 19, 2017
Accepted (ET)
Jul 20, 2017 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000046619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 19, 2017 | M | 3,000 | $17.5882 | A | 4,171 | D | |
| Class A Common Stock | Jul 20, 2017 | S | 3,000 | $65.7642 | D | 1,171 | D | |
| Class A Common StockF1 | holding | — | — | — | 1,171 | D | ||
| Common StockF1,F2 | holding | — | — | — | 4,699 | I | By 401(k) | |
| Class A Common StockF1,F2 | holding | — | — | — | 4,194 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to purchase Class A Common Stock)F1,F3 | $17.5882 | Jul 19, 2017 | M | 3,000 | D | — | Mar 28, 2021 | Class A Common Stock | 3,000 | 4,208 | D |
| Option (Right to purchase Class A Common Stock)F1,F3 | $19.7376 | holding | — | — | — | — | Sep 14, 2022 | Class A Common Stock | 7,813 | 7,813 | D |
| Option (Right to purchase Class A Common Stock)F1,F3 | $32.6336 | holding | — | — | — | — | Sep 23, 2023 | Class A Common Stock | 7,813 | 7,813 | D |
| Option (Right to purchase Class A Common Stock)F1,F3 | $38.92 | holding | — | — | — | — | Jun 8, 2025 | Class A Common Stock | 6,250 | 6,250 | D |
| Option (Right to purchase Class A Common Stock)F1,F3 | $54.28 | holding | — | — | — | — | Dec 12, 2026 | Class A Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1All shares reflect the impact of a 5-for-4 stock split that was effected on April 19, 2017.
- F2Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k) based on a plan statement dated July 19, 2017.
- F3These Options become exercisable 20% per year over five years from the date of Grant.